This website uses cookies to ensure you get the best experience on our website. Learn more

Law Notes University Of New South Wales Law Notes

Premium Securities and Financial Services Regulation Notes - Sample PDF

Description

A 204 page bible of detailed cases and materials summaries, super summaries ideal for open book exam use and a rights/remedies map.

Please be aware that the FOFA legislation has gone through substantial revisions and continues to be modified - some of the material contained in these documents regarding FOFA may be out of date.

Structure of the cases and materials summaries:
Class 1 - Introduction
Class 2 - What is 'regulation'
Class 3-6: How are we regulating (Generally, Disclosure to Retail Clients, Licensing)
Class 7 - Customer Agreements: Traditional Advisory Accounts
Class 8 - ASIC Investigation and Enforcement Powers
Class 9 - Criminal and Civil Penalties, Regulator's Sanctions and Other ASIC Act Actions
Class 10 - Plaintiff Actions

Ask the author a question

Do you have questions that aren't answered by this listing? Why not get in touch with the seller through us? Email the author

Securities and Financial Services Regulation Notes

4.94
2 copies sold
$46.95

What is included?

  • This product contains 11 documents
  • Approximately 294 pages

Highlights

Limited Time Offer: Buy Law notes bundle and get 65% off

Why get one single set of notes when you can get the entire set for only a little bit more?

Trusted By Top Students

Excel just like your peers.

Instant Download

Instantly download the files.

24/7 Support

Have a question? Reach out to us for help.

Our picks for you

8 items
  • Public Law (Revision Version) Notes
    42 total pages
    3 purchased

    This is a revision version of public law notes, which contains all the ...

  • Business Associations 1 Notes
    387 total pages
    4 purchased

    A 243 page bible of cases and materials summaries. Includes all extra c...

  • Evidence and Criminal Procedure Notes
    60 total pages
    25 purchased

    The notes are written in a way that makes the exam stress free. I first...

  • Criminal Law: Brainstorming Charts Notes
    14 total pages
    14 purchased

    Compared with other subjects of law, criminal law is a little complex. ...

  • Contracts 2 Notes
    189 total pages
    12 purchased

    Detailed notes (primarily case notes) on the topics of Incorporation of...

  • Trusts Notes
    168 total pages
    9 purchased

    These notes deal with the law in relation to trusts, incorporating test...

  • Contract Law I Notes
    59 total pages
    13 purchased

    Highly structured documents, with colour coding, updated to include maj...

  • Legal Theory Notes
    38 total pages
    3 purchased

    Legal Theory discusses the foundation theories underpinning the legal s...

Why Oxbridge Notes?

Excellent case summaries (including facts, judgements, and relevant quotes).

Brimming with academic commentary–including summaries of the major articles.

Written by the top 1% of students and often the top 0.1%. Drastically improve your chance of a first.

Quality, not quantity. Our founder, an Oxford law graduate, compared over ten thousand note sets to find the best ones created in the last decade. We've filtered out the crap.

86% of customers are repeat customers. People can't get enough of our notes.

Concise yet comprehensive notes–save tens of hours of tedium.

Money back guarantee if the notes do not match description. Partial money back if core topics are missing.

Established company–in business since early 2010 and trusted by hundreds of thousands of students.

Completely anonymous. We never tell authors or anyone else who bought notes.

Reviews Of Our Notes

“The best place to start your readings as you can build a basic infrastructure out of them, rather than blindly dive into pages and pages.” Student, University of Oxford

“I have found the Oxbridge notes to be a really effective aid to my revision, they were thorough, up to date and relevant to my subjects, and were the main contributing factors to my exam success, very powerful tool.” Student, University of Manchester

“No unnecessary information... Oxbridge Notes cut to the chase and are more than sufficient to do well in exams.” University of Southampton, Singapore