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#7323 - External Affairs Power - Federal Constitutional Law

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  • The power under s 51(xxix) to legislate with respect to “external affairs” is strictly circumscribed by those two words – but apart from the implementation of treaties, the actual scope of the words is yet uncertain

  • In Australian Communist Party v Commonwealth (Communist Party Case) (1951) 83 CLR 1 the HCA refused to abolish the ACP

    • But in cases after WWII the HCA upheld prosecution of communists for sedition (e.g. R v Sharkey)

  • R v Sharkey

    • Facts: s 24A of the Crimes Act defined “seditious intention” as including an intention to “excite disaffection against the Government or Constitution of any of the King’s Dominions”

    • Held: s 24A is a valid law with respect to external affairs

    • Latham CJ:

      • The relations of the Commonwealth with all countries outside Australia, including other Dominions of the Crown, are matters falling directly within the subject of external affairs

      • The preservation of friendly relations with other Dominions is an important part of the management of the external affairs of the CTH

      • The prevention and punishment of disaffection within the CTH against the govt or Constitution of any other dominion may reasonable be thought by Parliament to constitute an element in the preservation of friendly relations with other Dominions

    • Note: The whole issue in this case on considering other nations in the British dominion follows a practice of treating the term “external” affairs as encompassing those nations outside of the Dominion (“foreign” affairs)

  • The statements in R v Sharkey about “preservation of friendly relations..” was taken further by Brennan J in Koowarta v Bjelke-Petersen to relations with “other international persons” incl. International organizations (e.g. UN)

  • New South Wales v Commonwealth (Seas and Submerged Lands Case) (1975) 135 CLR 337

    • Facts: The issue arose as to whether s 51(xxix) entitled the CTH to assert its sovereignty over the Australian territorial sea (the majority agreed it did) and to the extent of the application of the Geneva Convention (McTiernan solely applying it and Jacobs J refusing to). All of them did agree that assertion of sovereignty over a continental shelf was within power since the idea of rights over them emerged distinctly as a product of international relations and international law

    • Stephen J:

      • Not only does external affairs include treaties but other matters of non-consensual character – conduct of a nation and its nationals that affect other nations and its relations with them are also included

  • Thomas v Mowbray (2007) 233 CLR 307

    • Facts: The issue arose as to whether terrorist attacks under Pt 5.3 of the CCC fell within the definition of external affairs. The relevant provisions criminalized intimidation of the public/section of the public of a country outside of Australia.

    • Gummow and Crennan JJ

      • XYZ v CTH – Gleeson CJ accepted that the external affairs power at least includes powers to enact laws in respect of matters affecting Australia’s relations with other countries

      • The “commission of terrorist acts”, even if before were not, are such a matter – they cited Suresh v Canada for reasons of this change in approaches:

        • Global transport and money which feed terrorism

        • Terrorism being a worldwide phenomenon focussing on a distant locale

        • Preventative action can be justified as protecting from not only immediate but future risks

        • National security can be promoted by reciprocal co-operation with other states in combating international terrorism

    • In dissenting, Kirby J agreed that terrorism was a matter of concern to the community of nations but held the provision invalid since they did not affect “international relations”

  • Barwick CJ in the Seas and Submerged Lands Case said the external affairs power extends to anything “which in its nature is external to...Australia” – this was reinforced in Polyukovich

Polyukhovich v Commonwealth (War Crimes Act Case) (1991) 172 CLR 501

Facts: The issue arose as to whether the CTH could legislate to identify crimes committed in Europe during WWII as “war crimes” to provide for the trial of now Australian citizens who committed them. Everyone except Brennan J held that s 51(xxix) could support such a law. Mason CJ, Deane, Dawson and McHugh JJ held that the mere fact of physically external geographical location brought it within the power.

Deane J:

  • “It should now be accepted that any law which can properly be characterized as a law with respect to any matter, thing or person occurring or situate outside of Australia is a law with respect to “External Affairs” for the purposes of s 51(xx)

    • The reason for this is that, since States have no power to legislate with respect to these matters, there would be a lacuna in the combined legislative powers of the Commonwealth and States in this area. And since Australia is an independent sovereign nation, there is no reason to retain such a lacuna in extraterritorial matters (beyond those the constitution expressly or impliedly imposes)

  • Since the laws provide for trial/punishment of Australian citizens committing acts outside of Australia, the provisions are clearly laws with respect to matters occurring outside of Australia. They are hence a law with respect to “External affairs” as used in s 51(xxix)

Brennan J

  • Pointed to the fact that for extraterritorial operation of State law a connexion between the law and the persons, things or events on which it operates – but if the majority judgment holds this does not need to be so for CTH laws.

  • His honour disagreed with the “lacuna” argument- suggesting that the powers granted by Constitution can’t be extended because of convenience – the scope of the words “external affairs” have to be ascertained from their context and purpose

  • His honour disagreed that the phrase encompassed everything outside of Australia, to affairs that had nothing to do with Australia – “There must be some nexus, not necessarily substantial, between Australia and the “external affairs” which a law purports to affect before the law is supported by s 51(xxix)”

  • Parliament determines whether such a connexion exists – but if legislative judgment cannot be supported then it will be held to be outside s 51(xxix)

  • As a matter of policy his honour suggested that it does not leave a great lacuna in the plenitude of legislative power to deny that a law is not one with respect to external affairs it does no more than affect something unconnected with Australia

  • Toohey J concurred with Brennan J that there had to be some sort of connection but found this in the mere fact of Australia’s involvement in WWII

  • Gaudron J agreed that such “external affairs” have to have an element of national interest/concern but that the decision to legislate shows conclusively that this was present

Horta v Commonwealth (1994) 181 CLR 183

Facts: The court in this case was inconclusive on the idea raised in Polyukovich that the mere fact of geographical externality was sufficient to enliven the power.

The case concerned the exploitation by AU and Indonesia of petroleum resources in the Timor Gap which was not within the territorial waters of either – but within both their continental shelves. The plaintiffs challenged the validity purely on the basis of international law, arguing that the relevant treaty was invalid.

The Court:

  • Regardless of whether geographical externality is sufficient for s 51(xxix), exploitation/exploration of the Timor Gap for Petroleum resources fall within the phrase

    • Both of these are not only geographically external but there is a substantial nexus between them and Australia – the enactment of the Act demonstrates they are matters Parliament recognizes as touching/affecting Australia

  • The court disposed of the argument that the Acts were void under international law on the basis that the Constitution imposes no such limitation on s 51(xxix) to be consistent with the requirements of International law

  • Just as the majority in Horta imply that externality is enough, in Victoria v Commonwealth (Industrial Relations Act Case) (1996) 187 CLR 416, the joint judgment quoted Dawson J in Polyukovich as “now...representing the view of the Court”

    • BUT in XYZ v Commonwealth (2006) 227 CLR 532 a challenge to the “externality” principle was rejected by 4 judges; 2 of the judges accepted the challenge and Kirby J left the question open.

    • Facts: The plaintiff faced prosecution for sexual offences committed in Thailand contrary to provisions of the Crimes Act 1914 inserted by Crimes (Child Sex Tourism) Amendment Act.

    • Gleeson CJ, Gummow, Hayne and Crennan JJ – reaffirmed the externality principle and upheld the legislation

    • Kirby J doubted the principle but did upheld the law as “one with respect to the international relationships of Australia with other nation states and international organizations”

  • Even if the challenge to the principle was successful it doesn’t mean that Polyukovich and Hrota would have been overruled since the challenge didn’t extend to the narrower version of “externality” accepted by Brennan and Toohey JJ.

    • In Horta the joint judgment mentioned the “substantial nexus” of the issue with Australia and in Polyukhovich the plaintiff was an AU citizen and the charges arose out of events in the Soviet Union to which AU was allied during WWII

    • Hence in both cases the legislation “touched and concerned” Australia and hence the narrow reading would have been sufficient

    • Kirby J...

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Federal Constitutional Law