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#7227 - Natural Justice Ii - Administrative Law

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  • The nature of the hearing that the rules of natural justice demand (where a decision is made adversely affecting a right, interest or legitimate expectation) depends on the circumstances [phone call etc.]; there are no fixed rules

  • The extension of natural justice to administrative decisions has seen a shift in focus from the person affected being given a general outline of the case to them being told of a specific item of prejudicial information

  • Furthermore it is often common for statues to spell out procedural requirements themselves – hence the issue is whether or not natural justice supplements the hearing code by imposing additional requirements

  • A number of classic statements concerning natural justice exist but their focus is on the same thing – the content of natural justice depends upon the circumstances of the case:

    • Tucker LJ in Tucker v Duke of Norfolk – the requirements depends on the circumstances of the case; but whatever standard is adopted a reasonable opportunity for presenting the case must be given

    • Lord Loreburn LC in Rice – They must act in good faith and fairly listen to both sides, but they aren’t bound to treat all questions like a trial; they can obtain information in any way they see fit so long as a fair opportunity is given to the parties to correct or contradict statements prejudicial to them

    • Kitto J in Mobil Oil Australia – The procedure to be followed depends on the nature of the tribunal. There is no universally valid test to fit to the infinite variety of circumstances. Full effect must be given to the statutory framework – that is express and implied provisions from the relevant Act

    • Aickin J in Heatley v TAS Racing – The principles aren’t composed of rigid rules but depend on the circumstances. ‘Fairness’ can be satisfied by different procedures even by the same authority in different circumstances

    • Brennan J in Kiao The starting point is the statute creating the power. By construing it one ascertains whether the relevant power is conditioned on natural justice but also whether any special procedural steps prescribed by the statute extend or restrict what natural justice would otherwise require

  • Other than the factors mentioned by McHugh J in Miah some other factors determine the requirement of natural justice (Kioa, Miah, Slipper):

    • The statutory framework

    • The circumstances concerning the individual decision to be made

    • The subject matter of the decision

    • The nature of the inquiry

    • The rules of the tribunal (e.g. the procedures that it has adopted or which are statutorily required)

  • There are two differences between the approach under content and implication:

    • Determining content involves considering factors applied in a more discretionary factors depending more on the circumstances of each case

    • The weight to be given to each factor can differ from the weight accorded to factors under implication – e.g. the most important factor is probably the nature of the tribunal

  • Breach of procedural fairness entitles one to relief unless the court is satisfied that the breach could have had no bearing on the income – all that has to be shown is a ‘possibility of a successful outcome’ (Stead)

    • This is directed by the guiding concern or threshold question of whether there has been practical injustice

    • Factors which could result in relief being refused are (Ucar explaining the principles from Stead):

      • Analysis of the basis of the decision shows that an incontrovertible fact or point of law provides a discrete basis for the decision that wasn’t affected by procedural unfairness

      • Where the subject matter of procedural fairness did touch upon a material issue, relief can be refused if the respondent demonstrates it would be futile to hold a further trial because the result would inevitably be the same

The minimum requirements of the hearing rule are (Comm. for ACT Revenue v Alphaone):

  • Prior notice that the decision will be made

  • Disclosure of an outline or the substance of the information on which the decision is proposed to be based (a summary)

  • An opportunity to comment on that information and to present the individuals one case

    • But a decision maker isn’t obliged to expose his/her mental processes or provisional views to comment before making the decision

  • There are no formal requirements for the notice; it has to be adequate in the circumstances. Practically:

    • It is generally necessary for it to be in writing (Andrews v Mitchell)

    • Must contains details of the date/place of the decision/hearing (Cooper)

    • Must give adequate time to prepare a case (Polemis) [14 days insufficient time to respond to notice of intention to cancel visa in Sales; being informed on the day clearly not sufficient – Polemis]

  • Adequate content means specification of the complaint (charge, order, proposal etc.) with sufficient particularity to enable the person affected to know the case they have to meet – the ‘legal nature’, the ‘particular act matter or thing alleged as the foundation of the charge’ (Dixon J Johnson v Miller)

    • Sufficient particularity varies according to the circumstances.

      • Higher levels of detail are required where life/liberty is at stake

      • Generally not necessary to disclose the actual documents they seek to rely on

      • Ansell v Wells – person is entitled to be told of information even if it was previously known to them if the DM proposed to take it into account adverse to their interest

      • Broberg – notice didn’t give particulars about the principal allegation (dispensing prescriptions while not sober), why an enquiry was held etc.

    • The specificity required is a vexed question – in Kioa it was said an ‘opportunity should be given to deal with adverse information that is credible, relevant and significant’ thus echoing the trend to focus on the specific and prejudicial information rather than generally ‘the case to be met’

Applicant VEAL of 2002 v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 225 CLR 88

Facts: The applicant and his wife were Eritreans who applied for protection visas. They were refused by the Minister and sought review at the RRT. Before the review’s conclusion the department received a letter alleging that that the applicant was employed by the Eritrean government and killed a prominent political figure, the author of the letter requested confidentiality. As required by the Migration Act, the letter was provided to the Tribunal who, in affirming the decision that being unable to test the contents of the letter that it gave it ‘no weight’. The HCA held that the CLAW obligation to observe natural justice was not met and hence the decision was reached in breach of natural justice.

Gleeson CJ, Gummow, Kirby, Hayne & Heydon JJ:

They referred to the error in the lower courts in focussing on the fact that ‘no weight’ was given to the letter; holding itisnt useful to look at what the Tribunal said in its reason but rather what procedural fairness required the Tribunal to do in conducting its review. They referred to the issues raised concerning ‘confidentiality’ in Kioa by Brennan J and what impact it had on this case.

Credible Relevant and Significant

  • In considering the statements of Brennan J in Kioa about not clogging the administrative DM system and also that natural justice was not considered with merits but procedure they concluded:

  • Credible, relevant and significant must therefore be understood as referring to information that cannot be dismissed from further consideration by the decision-maker before making the decision.

    • What is ‘credible, relevant and significant’ don’t depend on what the DM later chose to apply to the information when expressing their reasons. Hence the fact that it gave no weight to the letter doesn't demonstrate there was an obligation to reveal its contents and give an opportunity to respond before it concluded its review

Subconscious effect

  • Their honours said this point distracts attention from the relevant inquiry which asks what procedures should have been followed – not what decision should have been made or the reasons given

The letter and its contents

  • The Tribunal couldn’t have dismissed the letter as being not credible, relevant or significant

    • The author alleged matters bearing upon whether the applicant had a well-founded fear of persecution – both what he was alleged to have done and the fact that the allegation as made could be seen as reasons not to wish to return to Eritrea

But what should have been done to accord procedural fairness?

  • In determining the content of the obligation regards is not only had to particular provisions of the Act regulating the Tribunals work but the scope and objects of the Act as a whole

    • Here the Act required people entitled to a visa are granted one and those not, refused. It also committed the decision to refuse a visa to the Executive and a Tribunal exercising executive not judicial power. This implies that the steps they should take don’t necessarily concur with those taken by a court in adversarial matters.

  • In deciding the content of natural justice it is necessary to recognize the public interest in ensuring that information supplied by an informer isn’t denied to the Executive when making its decision

    • But this doesn't mean there is a rule against disclosing information to an affected person or disclosing the identity of an informer to the person

    • ...
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